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New Series 7 Top off Examination Lesson Securities Exchange Act of 1934
This Series 7 Top off Examination Lesson is your fifth sample lesson of the 74 lesson full course.
Securities Exchange Act of 1934
This is the most comprehensive set of audio lessons which is available for the preparation to take the New Series 7 Top off Examination
the course consists of 74 lessons which amounts to 32 hours and 27 min. in total length. Audio lessons are a supplement and not a substitute for the book learning that you should also be doing. Audio lessons simply allow you to learn comprehend and reinforce what you should also be learning through normal studying methods such as attending classes, reading books, and taking practice quizzes.
Over the next several weeks I’m going to be sharing with you six sample lessons from the full audio course
if you’re interested in buying the full set of audio lessons click the links below.
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The full table of contents for the Series 7 Top-Off Study Guide is located here
New Series 7 Top-Off request for reviewers
As I said in an earlier podcast I have just finished producing 74 lessons that now make up the new series 7 study guide audio lessons and I am looking for reviewers who would get a discount to $69.99 from the list price which will be $119.99 a discount of $50. If you are interested in being a reviewer write me an e-mail to the e-mail address which is revealed in the podcast. This offer will be limited to 25 individuals and expires on April 30, 2019
The New Series 7 Top- Off Study Guide Audio Lessons is 74 lessons and a Total Length 32 hours 27 Min
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Before you may take the New Series 7 Exam (top off Series 7 Exam) you must also pass the SIE Exam and the audio lessons I have produced may help!
The full table of contents for the Securities Industry Essentials Exam Podcast Audio Lessons for the SIE Exam is located here
Effective October 1, 2018 Financial Industry Regulatory Authority (FINRA) changed the licensing of those that wish to work in the financial services industry. There is now a required prerequisite for most of the Licensing tests and this is the Securities Industry Essentials Exam
Securities Industry Essentials Exam is a new FINRA exam for prospective securities industry professionals. This introductory-level exam assesses a candidate’s knowledge of basic securities industry information including concepts fundamental to working in the industry, such as types of products and their risks; the structure of the securities industry markets, regulatory agencies and their functions; and prohibited practices.
Unlike the licensing exams such as the Series 4, 6, 7, 9, 10… which require the candidate to be employed by a member firm, Securities Industry Essentials Exam is open to anyone over the age of 18 including students and prospective candidates interested in demonstrating basic industry knowledge to potential employers.
Association with a firm is not required, and individuals are permitted to take the exam before or after associating with a firm.
Essentials exam results are valid for four years.
Check out our podcast for the SIE Exam
Here is a link to our other study products