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Series 7 Top-Off Study Guide Audio Lessons for the New Series 7 Exam |
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Table Of Contents | ||
Min | Sec | |
Lesson 1 Introduction | 18 | 45 |
Lesson 2 Section 1 Communication and Correspondence | 29 | 4 |
Lesson 3 Section 1 Rankings, Volatility Ratings CMO’s | 31 | 22 |
Lesson 4 Section 1 Option Communication and Disclosures | 24 | 27 |
Lesson 5 Section 1 Securities Act of 1933 | 35 | 56 |
Lesson 6 Section 1 Securities Exchange Act of 1934 | 40 | 14 |
Lesson 7 Section 1 MSRB Advertising, FINRA Rules | 17 | 41 |
Lesson 8 Section 1 FINRA Rules | 8 | 51 |
Lesson 9 Section 1 MSRB Rules | 38 | 3 |
Lesson 10 Section 1 Underwritings | 28 | 13 |
Lesson 11 Section 1 Reg A+, Reg D, 144 | 18 | 35 |
Lesson 12 Section 2 Accounts | 30 | 11 |
Lesson 13 Section 2 IRA | 40 | 41 |
Lesson 13a 2020 IRA Changes IRA | 29 | 6 |
Lesson 14 Section 2 Keogh Plans | 30 | 58 |
Lesson 15 Section 2 SEP IRA Def Benn | 28 | 40 |
Lesson 16 Secton 2 Acccounts | 14 | 49 |
Lesson 17 Section 3 Know your Customer | 30 | 46 |
Lesson 18 Section 3 Common Stocks | 38 | 6 |
Lesson 19 Section 3 Preferred Stock | 26 | 1 |
Lesson 20 Section 3 Special Securities | 17 | 31 |
Lesson 21 Section 3 Fixed Income 1 | 23 | 24 |
Lesson 22 Section 3 Fixed Income 2 | 41 | 14 |
Lesson 23 Section 3 Fixed Income 3 | 52 | 22 |
Lesson 24 Section 3 Stock Fundamental Analysis pt. 1, Balance Sheet pt. 1 | 31 | 22 |
Lesson 25 Section 3 Stock Fundamental Analysis pt. 2, Balance Sheet pt. 2 | 25 | 37 |
Lesson 26 Section 3 Stock Fundamental Analysis pt. 3, Balance Sheet pt. 3 | 36 | 54 |
Lesson 27 Section 3 Stock Fundamental Analysis pt. 4 Income Statement pt. 1 | 33 | 55 |
Lesson 28 Section 3 Stock Fundamental Analysis pt. 5 Income Statement pt. 2 | 32 | 54 |
Lesson 29 Section 3 Stock Fundamental Analysis pt. 6 Income Statement pt. 3 | 28 | 25 |
Lesson 30 Section 3 Stock Fundamental Analysis pt. 7 Cash Flow Statement pt. 1 | 17 | 9 |
Lesson 31 Section 3 Stock Fundamental Analysis pt. 8 Cash Flow Statement pt. 2 | 23 | 38 |
Lesson 32 Section 3 Stock Fundamental Analysis pt. 9 Discounted Cash Flow | 13 | 41 |
Lesson 33 Section 3 Stock Fundamental Analysis pt. 10 Ratio Analysis | 14 | 45 |
Lesson 34 Section 3 Technical Analysis | 18 | 53 |
Lesson 35 Section 3 Macro Economic Analysis | 38 | 42 |
Lesson 36 Section 3 Macro Economic and Portfolio Analysis | 34 | 38 |
Lesson 37 Section 3 Municipal Debt | 41 | 48 |
Lesson 38 Section 3 Municipal Underwriting | 38 | 5 |
Lesson 39 Section 3 Money Market | 21 | 27 |
Lesson 40 Section 3 Credit Default Swaps, Auction Rate Sec., Structured Products | 29 | 30 |
Lesson 41 Section 3 Underwriting | 39 | 44 |
Lesson 42 Section 3 Investment Company Act of 1940 | 12 | 30 |
Lesson 43 Section 3 Mutual Funds pt. 1 | 28 | 54 |
Lesson 44 Section 3 Mutual Funds pt. 2 | 22 | 18 |
Lesson 45 Section 3 Mutual Funds pt. 3 | 31 | 59 |
Lesson 46 Section 3 Unit Investment Trusts | 31 | 18 |
Lesson 47 Section 3 Annuities | 31 | 42 |
Lesson 48 Section 3 Life Insurance | 13 | 19 |
Lesson 49 Section 3 Partnerships | 34 | 25 |
Lesson 50 Section 3 Options pt. 1 | 22 | 25 |
Lesson 51 Section 3 Options pt. 2 | 21 | 28 |
Lesson 52 Section 3 Options pt. 3 | 18 | 18 |
Lesson 53 Section 3 Options pt. 4 | 20 | 53 |
Lesson 54 Section 3 Options pt. 5 | 30 | 8 |
Lesson 55 Section 3 Options pt. 6 | 24 | 9 |
Lesson 56 Section 3 REITS | 24 | 11 |
Lesson 57 Section 3 ETF ETN Corp Actions | 21 | 29 |
Lesson 58 Section 3 529 Plans and ABLE Accounts | 14 | 18 |
Lesson 59 Section 3 Yield Curve, BOP and Currency Risk | 31 | 55 |
Lesson 60 Section 4 Margins pt. 1 | 27 | 28 |
Lesson 61 Section 4 Margins pt.2 | 7 | 23 |
Lesson 62 Section 4 SMA | 15 | 18 |
Lesson 63 Section 4 Trading Markets pt. 1 | 29 | 2 |
Lesson 64 Section 4 Trading Markets pt. 2 | 22 | 54 |
Lesson 65 Section 4 Trading Markets pt. 3 | 28 | 43 |
Lesson 66 Section 4 Trading Markets pt. 4 | 35 | 9 |
Lesson 67 Section 4 Trading Markets pt. 5 | 18 | 37 |
Lesson 68 Section 4 FINRA Rules pt.1 | 30 | 23 |
Lesson 69 Section 4 FINRA Rules pt.2 | 28 | 32 |
Lesson 70 Section 4 Blue Sky Laws and Sarbanes Oxley | 23 | 26 |
Lesson 71 Section 4 Customer Accounts Registration and AML Rules | 17 | 1 |
Lesson 72 Review Product Specific Risks | 12 | 56 |
Lesson 73 Review FINRA Rules | 26 | 59 |
Lesson 74 Postscript | 1 | 11 |
Total Length 33 hours 06 Min | ||
From: R. Keith —–, CFA
Subject: Series 7 Podcasts – a very significant help
Franz, after 20 years on the “buy side” I have recently joined JP Morgan Securities and had to “re-take” the 7. I had it once in the ’90s but could not keep it when I changed firms at some point in 2002. I do a significant amount of travel between Atlanta, Charleston SC, and Jacksonville FL, and found your podcasts to be tremendously helpful in my study process. Your approach and style is perfect for listening to these in the car as one travels. Length and content are excellent. I also took a Kaplan in class course and found the overlap between your podcasts and their focus to be significant. I gave the podcast a full 5-star rating on iTunes. I took the test Monday and made what I consider to be a “perfect score” – a 74! With 2 Finance degrees, an MBA and CFA, I know a bit about tests and can honestly tell you that rarely (less than 10% of the time) could I get the answer choices below 2 good answers. They have made it very tough. Thanks again for your efforts in putting this together. I have let my Compliance Head at JPM know how helpful the podcasts were so perhaps they will use you in the future.
Regards, R. Keith —–,